The online New Zealand Financial Advice Regime course is Open Polytechnic’s continuing professional development course for financial advisers.
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Level5
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Credits3
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Cost2024$264 NZ Domestic$264 NZ International2025$279 NZ Domestic$279 NZ International
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EFTS0.025
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Delivery typeOnline only
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Teaching weeks 16 weeks
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Workload Approximately 2 hours per week
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Prerequisites Check entry and other requirements under the qualification you are studying
Please note
This course is for financial advisers who hold the National Certificate in Financial Services or NZ Certificate in Financial Services (V1).
If you hold the NZ Certificate in Financial Services Version 2 (2019+), this course provides no additional benefit towards your CPD Requirements.
The regulatory framework for financial advisers has changed.
One of the changes is a new Code of Professional Conduct for Financial Advice Services (the Code) which sets revised standards of competence, knowledge, and skills for a person who gives financial advice.
NZ2315 New Zealand Certificate in Financial Services (Level 5) (version 2) has been designed to meet those standards.
The Code recognises both NZ2315 New Zealand Certificate in Financial Services (Level 5) (version 1) and NC1476 National Certificate in Financial Services (Financial Advice) (Level 5) as alternative qualifications.
However, Standard 9 of the Code requires advisers with those qualifications to obtain an up-to-date understanding of the new regulatory framework for financial advice as part of their continuing professional development.
New Zealand Financial Advice Regime - CPD
To help advisers meet these requirements, Open Polytechnic is offering the New Zealand Financial Advice Regime course, the Open Polytechnic’s continuing professional development course for financial advisers.
This course is fully online and costs $250 GST inclusive
For more information watch the course introduction video below.
To help financial advisers meet these requirements, this fully online Continuing Professional Development course covers the following topics:
- Registration and dispute resolution
- Terms and participants in the new financial advice regime
- Duties and obligations
- Licensing and enforcement of the Financial Markets Conduct Act 2013
- The Code of Professional Conduct for Financial Advice Services
- Good conduct
Computer and internet requirements
To complete this course you will need access to a laptop or desktop computer, reliable broadband internet connection and a data plan able to support online learning such as streaming of videos (including YouTube), downloading content, and writing and submitting online assessments. If you are unsure if your current computer or internet access allows you to complete your online learning with us, please contact us before applying to enrol.
Learn more about our online learning and study tools.
Work towards
You can do this course as part of these qualifications:
Certificate of Achievement
Course availability over the next 12 months
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2025
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